ComplySci
Enterprise compliance: trading monitoring, conflicts, attestations, case management.
Overview
Enterprise compliance and risk management for financial firms. Employee trading monitoring, gifts & entertainment, conflicts of interest, policy attestation, and case management.
Key Features
- Personal trading monitoring
- Gifts & entertainment tracking
- Conflict of interest management
- Policy attestation workflows
- Case management
- Regulatory reporting
Integrations
BloombergFactSetCharles RiverEzeSalesforceADPWorkday
Details
- Platforms
- Web, Mobile App, API
- Target Users
- Asset Managers, Hedge Funds, Large RIAs, Broker-Dealers, Banks
- Pricing Model
- Contact
- Starting Price
- Free / Contact
- Full Pricing Details
- Enterprise pricing